Business Scope

- Mutual Fund Services

Assist in setting up private onshore/offshore fund (i.e., the Cayman Islands) and advice on fund structure:

• Coordination of fund setup with professional third parties
• Liaise reviewing of fund documentation (i.e., the memorandum and articles of association, subscription & redemption forms, etc.)
• Investment Management Agreement
• Fund Custodian Agreement
• Fund Administration Agreement
• Fund Distribution agreement

Fund Management Services (under Type 9 License of the SFC)

• Portfolio Management corresponding to Investment Objective in private placement memorandum
• Provide Investment Advices to investment funds
• Provide and cope with latest regulatory developments
• Conduct client due diligence

Other Fund Administration Services (provided by other group companies)

• Process fund subscriptions and redemptions
• Calculation of Net Asset Value of unit participation
• Calculation of management fees and other expenses
• Calculation of dividend distributions to investors
• Coordination with auditors on fund accounting and preparation financial statements
• Correspondence with lawyers, banks, brokerage agents and other professional third parties
• Handle investor enquiries

Custodian Services (under Type 1 License of the SFC)

• Safe keeping cash, common equities, and assets for investment funds
• Receive interest or dividends for investment funds
• Monitor of brokerage accounts, bank accounts on different asset class positions and fund cash flow

- Wealth Management Advisory Service

Full Discretionary Portfolio Management (under Type 9 License of the SFC)

• Provide tailor-made portfolio management service for high net-worth individuals & families
• Offer expert planning and management advice for your wealth, to serve your purposes in succession planning, estate/trust administration, etc